Welcome
EA Compliance Inc. makes adherence to the USA PATRIOT Act Anti-Money Laundering (“AML”) requirement easy and convenient by offering complete services for your firm including annual AML performance audits of your firm’s AML programs and ongoing training courses for your staff. Additionally, this site contains many resources to assist you in establishing or improving your firm’s AML program.
Audit Services »
In today’s business environment, an AML audit is not only required by federal regulatory bodies, but also serves as an integral element of your business by helping to protect your firm from being an unintentional conduit for money laundering. Using an outside firm to conduct your annual AML audit will give your business added credibility and save you both time and money. Conducting AML audits is the core business of EA Compliance Inc.
EA Compliance meets your business’ AML audit needs by:
- Specializing in Broker/Dealers, Introducing Brokers (IBs), Futures Commission Merchants (FCMs), and Money Service Businesses (MSBs)
- Providing time saving, cost-effective audits that are tailored to the size of your firm
- Using our expertise in the field to give you an informed and thorough independent audit report, including recommendations to strengthen your AML program
EA Compliance will perform AML audits anywhere within the continental United States.
Training »
Our training partner, Exchange Analytics Inc. is the world’s largest provider of compliance training programs to the futures industry. Most of the world’s largest financial services firms use Exchange Analytics for compliance training.
Exchange Analytics’ AML courses are available instantly online from any computer that is connected to the Internet.