EA Compliance provides the independent audit function to test your firm’s AML compliance program. While an AML audit may be conducted by members of your firm’s staff who are independent of any areas that are exposed to potential money laundering risks, or by an outside party. Many smaller firms do not have employees who are independent of these areas. Other firms find it costly to devote the time and resources necessary to accomplish this internally. For these reasons most firms use independent third parties to provide this service.

EA Compliance is a qualified provider and has the experience and education necessary to perform this service. Our philosophy is that the AML audit process is a way to strengthen or improve a firm’s AML program, and it is our goal to help our clients with their AML compliance issues in the most efficient and cost-effective manner.